001/*
002 * Licensed to the Apache Software Foundation (ASF) under one or more
003 * contributor license agreements.  See the NOTICE file distributed with
004 * this work for additional information regarding copyright ownership.
005 * The ASF licenses this file to You under the Apache License, Version 2.0
006 * (the "License"); you may not use this file except in compliance with
007 * the License.  You may obtain a copy of the License at
008 *
009 *      https://www.apache.org/licenses/LICENSE-2.0
010 *
011 * Unless required by applicable law or agreed to in writing, software
012 * distributed under the License is distributed on an "AS IS" BASIS,
013 * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
014 * See the License for the specific language governing permissions and
015 * limitations under the License.
016 */
017
018package org.apache.commons.xml.secure;
019
020import java.lang.invoke.MethodHandle;
021import java.util.Objects;
022
023import javax.xml.XMLConstants;
024import javax.xml.parsers.DocumentBuilder;
025import javax.xml.parsers.DocumentBuilderFactory;
026import javax.xml.parsers.FactoryConfigurationError;
027import javax.xml.parsers.ParserConfigurationException;
028import javax.xml.validation.Schema;
029
030import org.xml.sax.EntityResolver;
031
032/**
033 * Creates new, secure {@link DocumentBuilderFactory} instances.
034 * <p>
035 * Beyond the three universal guarantees on {@link org.apache.commons.xml.secure}, XInclude resolution is denied by default. When
036 * {@link DocumentBuilderFactory#setXIncludeAware(boolean) setXIncludeAware(true)} is called on the returned factory, the parser will process {@code xi:include}
037 * elements but every external resource lookup is rejected. To permit specific trusted resources, install an {@link org.xml.sax.EntityResolver EntityResolver}
038 * on the {@link DocumentBuilder} that allow-lists them; any href the resolver does not explicitly allow stays blocked.
039 * </p>
040 * <p>
041 * This class is not itself a {@link DocumentBuilderFactory}, so it inherits none of the static JAXP factory methods. A caller therefore cannot obtain an
042 * unsecured factory through this class by calling a method such as {@code newDefaultInstance()}. The secure factories are instances of a nested, non-public
043 * wrapper class.
044 * </p>
045 *
046 * @see org.apache.commons.xml.secure
047 */
048public final class SecureDocumentBuilderFactory {
049
050    /**
051     * {@link DocumentBuilderFactory} wrapper that keeps an ignore-all {@link EntityResolver} floor on every {@link DocumentBuilder} produced.
052     * <p>
053     * Wraps each produced builder in a {@link SecureDocumentBuilder}; required when the underlying factory carries no resolver of its own and does not honor
054     * JAXP 1.5 {@code ACCESS_EXTERNAL_*} (e.g., the external Xerces distribution). A caller-set resolver is routed through the floor rather than replacing it.
055     * </p>
056     */
057    private static final class Wrapper extends DocumentBuilderFactory {
058
059        private final DocumentBuilderFactory delegate;
060
061        /**
062         * Constructs a new instance.
063         *
064         * @param delegate The delegate to wrap; must not be {@code null}.
065         * @throws NullPointerException Thrown if {@code delegate} is {@code null}.
066         */
067        private Wrapper(final DocumentBuilderFactory delegate) {
068            this.delegate = Objects.requireNonNull(delegate, "delegate");
069        }
070
071        @Override
072        public Object getAttribute(final String name) {
073            return delegate.getAttribute(name);
074        }
075
076        @Override
077        public boolean getFeature(final String name) throws ParserConfigurationException {
078            return delegate.getFeature(name);
079        }
080
081        @Override
082        public Schema getSchema() {
083            return delegate.getSchema();
084        }
085
086        @Override
087        public boolean isCoalescing() {
088            return delegate.isCoalescing();
089        }
090
091        @Override
092        public boolean isExpandEntityReferences() {
093            return delegate.isExpandEntityReferences();
094        }
095
096        @Override
097        public boolean isIgnoringComments() {
098            return delegate.isIgnoringComments();
099        }
100
101        @Override
102        public boolean isIgnoringElementContentWhitespace() {
103            return delegate.isIgnoringElementContentWhitespace();
104        }
105
106        @Override
107        public boolean isNamespaceAware() {
108            return delegate.isNamespaceAware();
109        }
110
111        @Override
112        public boolean isValidating() {
113            return delegate.isValidating();
114        }
115
116        @Override
117        public boolean isXIncludeAware() {
118            return delegate.isXIncludeAware();
119        }
120
121        @Override
122        public DocumentBuilder newDocumentBuilder() throws ParserConfigurationException {
123            return new SecureDocumentBuilder(delegate.newDocumentBuilder());
124        }
125
126        @Override
127        public void setAttribute(final String name, final Object value) {
128            delegate.setAttribute(name, value);
129        }
130
131        @Override
132        public void setCoalescing(final boolean coalescing) {
133            delegate.setCoalescing(coalescing);
134        }
135
136        @Override
137        public void setExpandEntityReferences(final boolean expandEntityRef) {
138            delegate.setExpandEntityReferences(expandEntityRef);
139        }
140
141        @Override
142        public void setFeature(final String name, final boolean value) throws ParserConfigurationException {
143            delegate.setFeature(name, value);
144        }
145
146        @Override
147        public void setIgnoringComments(final boolean ignoreComments) {
148            delegate.setIgnoringComments(ignoreComments);
149        }
150
151        @Override
152        public void setIgnoringElementContentWhitespace(final boolean whitespace) {
153            delegate.setIgnoringElementContentWhitespace(whitespace);
154        }
155
156        @Override
157        public void setNamespaceAware(final boolean awareness) {
158            delegate.setNamespaceAware(awareness);
159        }
160
161        @Override
162        public void setSchema(final Schema schema) {
163            delegate.setSchema(schema);
164        }
165
166        @Override
167        public void setValidating(final boolean validating) {
168            delegate.setValidating(validating);
169        }
170
171        @Override
172        public void setXIncludeAware(final boolean state) {
173            delegate.setXIncludeAware(state);
174        }
175    }
176    /**
177     * Class name of Android's Harmony-based {@link DocumentBuilderFactory}, which exposes no secure surface.
178     */
179    private static final String ANDROID_DOCUMENT_BUILDER_FACTORY = "org.apache.harmony.xml.parsers.DocumentBuilderFactoryImpl";
180    /**
181     * System property naming the {@link DocumentBuilderFactory} implementation, the JDK's own mechanism for reconfiguring the default parser.
182     */
183    private static final String DOM_FACTORY_ID = "javax.xml.parsers.DocumentBuilderFactory";
184
185    /**
186     * Class name of the JDK's built-in default implementation, the Java 8 fallback for {@link #newDefaultInstance()}.
187     */
188    static final String JDK_DOCUMENT_BUILDER_FACTORY = "com.sun.org.apache.xerces.internal.jaxp.DocumentBuilderFactoryImpl";
189
190    private static final MethodHandle MH_newDefaultInstance = MethodHandleFactory.findStatic(DocumentBuilderFactory.class, "newDefaultInstance");
191
192    /**
193     * Enables namespace awareness on the given factory; the {@code NSInstance} counterpart of each factory method routes its result through here.
194     *
195     * @param factory The factory to configure; never {@code null}.
196     * @return The given factory, namespace-aware.
197     */
198    private static DocumentBuilderFactory makeNSAware(final DocumentBuilderFactory factory) {
199        factory.setNamespaceAware(true);
200        return factory;
201    }
202
203    /**
204     * Returns a new, secure {@link DocumentBuilderFactory} of the system-default implementation.
205     * <p>
206     * Obtained from {@code DocumentBuilderFactory.newDefaultInstance()} where the platform provides it (Java 9 or later),
207     * by instantiating the JDK's built-in implementation directly on Java 8,
208     * and by the standard {@link #newInstance()} lookup where the platform provides neither
209     * (for example, Android, whose lookup is itself pinned to the platform implementation).
210     * </p>
211     *
212     * @return A secure factory.
213     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
214     * @throws FactoryConfigurationError Thrown from the {@link #newInstance()} lookup this method falls back to on a platform that provides neither
215     *                                   {@code newDefaultInstance()} nor the JDK's built-in implementation (for example, Android).
216     */
217    public static DocumentBuilderFactory newDefaultInstance() {
218        if (MH_newDefaultInstance != null) {
219            return secure(MethodHandleFactory.invokeExact(() -> (DocumentBuilderFactory) MH_newDefaultInstance.invokeExact(), FactoryConfigurationError.class));
220        }
221        try {
222            // Java 8: the method does not exist; instantiate the JDK's built-in default by its class name instead.
223            return newInstance(JDK_DOCUMENT_BUILDER_FACTORY, null);
224        } catch (final FactoryConfigurationError e) {
225            // Neither exists (for example, Android): degrade to the regular lookup, which such platforms pin to their built-in parser.
226            return newInstance();
227        }
228    }
229
230    /**
231     * Returns a new, secure, namespace-aware {@link DocumentBuilderFactory} of the system-default implementation, enabling namespace awareness on
232     * {@link #newDefaultInstance()}, the behavior {@code DocumentBuilderFactory.newDefaultNSInstance()} (Java 13 or later) is specified to have.
233     *
234     * @return A secure, namespace-aware factory.
235     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
236     * @throws FactoryConfigurationError Thrown from the {@link #newInstance()} lookup {@link #newDefaultInstance()} falls back to on a platform that provides
237     *                                   neither {@code newDefaultInstance()} nor the JDK's built-in implementation (for example, Android).
238     */
239    public static DocumentBuilderFactory newDefaultNSInstance() {
240        return makeNSAware(newDefaultInstance());
241    }
242
243    /**
244     * Returns a new, secure {@link DocumentBuilderFactory}.
245     *
246     * @return A secure factory.
247     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
248     * @throws IllegalStateException     Thrown if a (non-Android) factory cannot support the secure processing feature
249     *                                   {@link XMLConstants#FEATURE_SECURE_PROCESSING}.
250     * @throws FactoryConfigurationError Thrown from a factory in case of a {@link java.util.ServiceConfigurationError service configuration error} or if the
251     *                                   implementation is not available or cannot be instantiated.
252     */
253    public static DocumentBuilderFactory newInstance() {
254        return secure(DocumentBuilderFactory.newInstance());
255    }
256
257    /**
258     * Returns a new, secure {@link DocumentBuilderFactory} of the given implementation class.
259     *
260     * @param factoryClassName The fully qualified class name of the {@link DocumentBuilderFactory} implementation.
261     * @param classLoader      The class loader used to load the factory class; {@code null} means the current thread's context class loader.
262     * @return A secure factory.
263     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
264     * @throws IllegalStateException     Thrown if a (non-Android) factory cannot support the secure processing feature
265     *                                   {@link XMLConstants#FEATURE_SECURE_PROCESSING}.
266     * @throws FactoryConfigurationError Thrown if {@code factoryClassName} is {@code null} or the factory class cannot be loaded or instantiated.
267     */
268    public static DocumentBuilderFactory newInstance(final String factoryClassName, final ClassLoader classLoader) {
269        return secure(DocumentBuilderFactory.newInstance(factoryClassName, classLoader));
270    }
271
272    /**
273     * Creates a new, secure, namespace-aware {@link DocumentBuilder} from {@link #newNSInstance()}.
274     * <p>
275     * No factory is cached: each call configures a fresh one. To parse many documents, keep the returned builder and call {@link DocumentBuilder#reset()}
276     * between documents. Reusing the builder saves more than caching the factory would, and {@code reset()} costs next to nothing while keeping handler state
277     * from leaking between parses. A builder is not thread-safe, so reuse it within one thread.
278     * </p>
279     *
280     * @return A secure, namespace-aware builder.
281     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation, or if the implementation cannot
282     *                                   create a builder.
283     * @throws FactoryConfigurationError Thrown from a factory in case of a {@link java.util.ServiceConfigurationError service configuration error} or if the
284     *                                   implementation is not available or cannot be instantiated.
285     * @since 1.1.0
286     */
287    public static DocumentBuilder newNSDocumentBuilder() {
288        try {
289            return newNSInstance().newDocumentBuilder();
290        } catch (final ParserConfigurationException e) {
291            // Implementations reject settings when they are set on the factory, not here: a failure means a broken environment.
292            throw SecureException.creationFailed(DocumentBuilder.class, e);
293        }
294    }
295
296    /**
297     * Returns a new, secure, namespace-aware {@link DocumentBuilderFactory}, enabling namespace awareness on {@link #newInstance()}, the behavior
298     * {@code DocumentBuilderFactory.newNSInstance()} (Java 13 or later) is specified to have.
299     *
300     * @return A secure, namespace-aware factory.
301     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
302     * @throws FactoryConfigurationError Thrown from a factory in case of a {@link java.util.ServiceConfigurationError service configuration error} or if the
303     *                                   implementation is not available or cannot be instantiated.
304     */
305    public static DocumentBuilderFactory newNSInstance() {
306        return makeNSAware(newInstance());
307    }
308
309    /**
310     * Returns the secure, namespace-aware factory the Source-rewriting wrappers parse with.
311     * <p>
312     * While {@code overrideDefaultParser} is {@code false}, the factory is the JDK's "default parser" factory, determined the way the JDK itself determines it:
313     * the built-in implementation, unless the {@value #DOM_FACTORY_ID} system property is set. That property is the JDK's own mechanism for
314     * reconfiguring the default parser, so it is honored through the standard lookup rather than bypassed.
315     * </p>
316     *
317     * @param overrideDefaultParser whether {@value SecureSAXParserFactory#OVERRIDE_DEFAULT_PARSER} on the originating factory asks to override the JDK's
318     * default parser.
319     * @return A secure, namespace-aware factory.
320     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
321     * @throws FactoryConfigurationError Thrown from a factory in case of a {@link java.util.ServiceConfigurationError service configuration error} or if the
322     *                                   implementation is not available or cannot be instantiated.
323     */
324    static DocumentBuilderFactory newNSInstance(final boolean overrideDefaultParser) {
325        return overrideDefaultParser || System.getProperty(DOM_FACTORY_ID) != null ? newNSInstance() : newDefaultNSInstance();
326    }
327
328    /**
329     * Returns a new, secure, namespace-aware {@link DocumentBuilderFactory} of the given implementation class, enabling namespace awareness on
330     * {@link #newInstance(String, ClassLoader)}, the behavior {@code DocumentBuilderFactory.newNSInstance(String, ClassLoader)} (Java 13 or later) is specified
331     * to have.
332     *
333     * @param factoryClassName The fully qualified class name of the {@link DocumentBuilderFactory} implementation.
334     * @param classLoader      The class loader used to load the factory class; {@code null} means the current thread's context class loader.
335     * @return A secure, namespace-aware factory.
336     * @throws IllegalStateException     Thrown if a required secure setting cannot be applied to the underlying implementation.
337     * @throws FactoryConfigurationError Thrown if {@code factoryClassName} is {@code null} or the factory class cannot be loaded or instantiated.
338     */
339    public static DocumentBuilderFactory newNSInstance(final String factoryClassName, final ClassLoader classLoader) {
340        return makeNSAware(newInstance(factoryClassName, classLoader));
341    }
342
343    /**
344     * Applies capability-driven secure settings to any {@link DocumentBuilderFactory} on the classpath.
345     *
346     * <p>
347     * Rather than branching on the implementation class, this method probes what the factory supports and adapts:
348     * </p>
349     * <ul>
350     * <li><strong>Android</strong> (Harmony / KXmlParser): recognized by class name and left untouched. It exposes no {@link
351     * XMLConstants#FEATURE_SECURE_PROCESSING
352     * FSP}, no JAXP 1.5 {@code ACCESS_EXTERNAL_*} and no attribute API at all, while KXmlParser silently drops user-defined entities, so there is nothing to
353     *         apply.</li>
354     *     <li><strong>FSP</strong>: required. It switches on the implementation's built-in security manager, which is what carries the processing limits.</li>
355     *     <li><strong>Ignore-all resolver floor</strong>: every produced {@link DocumentBuilder} is wrapped by the nested wrapper, which keeps an
356     * ignore-all {@link EntityResolver} floor. That floor blocks external DTD, entity, schema and {@code xi:include} fetches in one place: the stock JDK's
357     * XInclude processor ignores {@code ACCESS_EXTERNAL_*} and consults the {@link EntityResolver} instead, so no {@code ACCESS_EXTERNAL_*} attributes are
358     *         needed here. A caller can chain its own resolver onto the floor to allow-list resources, but cannot remove it.</li>
359     * </ul>
360     *
361     * @param factory The factory to secure.
362     * @return A new secure factory or the original factory, as-is, if it is a known Android factory.
363     * @throws SecureException Thrown if a (non-Android) factory cannot support the secure processing feature {@link XMLConstants#FEATURE_SECURE_PROCESSING}.
364     */
365    static DocumentBuilderFactory secure(final DocumentBuilderFactory factory) {
366        // Android exposes no FSP, ACCESS_EXTERNAL_* or attribute API, and KXmlParser drops user-defined entities; nothing to apply.
367        if (ANDROID_DOCUMENT_BUILDER_FACTORY.equals(factory.getClass().getName())) {
368            return factory;
369        }
370        // Required: enables the implementation's security manager, which carries the limits.
371        setFeature(factory, XMLConstants.FEATURE_SECURE_PROCESSING, true);
372        // Required: the wrapper installs an ignore-all EntityResolver floor on every DocumentBuilder.
373        // That floor blocks external DTD, entity, schema and xi:include fetches in one place: no ACCESS_EXTERNAL_* attributes are needed here.
374        // Callers can chain their resolvers, but not override the floor.
375        return new Wrapper(factory);
376    }
377
378    /**
379     * Sets a feature on the given factory, throwing a {@link SecureException} if the implementation does not recognize it.
380     *
381     * @param factory The factory to secure.
382     * @param feature The feature to set.
383     * @param value   The value to set.
384     * @throws SecureException   Thrown if this factory cannot support this feature.
385     * @throws NullPointerException Thrown if the {@code feature} parameter is null.
386     */
387    private static void setFeature(final DocumentBuilderFactory factory, final String feature, final boolean value) {
388        try {
389            factory.setFeature(feature, value);
390        } catch (final ParserConfigurationException e) {
391            throw SecureException.featureFailed(feature, factory, e);
392        }
393    }
394
395    private SecureDocumentBuilderFactory() {
396        // static only
397    }
398}